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| Wyoming Supreme Court Cases |
WERNER ENTERPRISES, INC., a Nebraska corporation, and CHERYL R. NEAL v. PETER D. BROPHY, by his guardian and conservator, Kate Brophy, and KATE BROPHY ; PETER D. BROPHY, by his guardian and conservator, Kate Brophy, and KATE BROPHY v. WERNER ENTERPRISES, INC., a Nebraska corporation, and CHERYL R. NEAL
2009 WY 132
Case Number: No. S-08-0271, S-08-0272
Decided: 11/03/2009
NOTICE: This opinion is subject to formal revision before publication in Pacific Reporter Third. Readers are requested to notify the Clerk of the Supreme Court, Supreme Court Building, Cheyenne, Wyoming 82002, of any typographical or other formal errors so correction may be made before final publication in the permanent volume.
OCTOBER
TERM, A.D. 2009
WERNER
ENTERPRISES, INC., a Nebraska corporation, and CHERYL R.
NEAL,
Appellants
(Defendants),
v.
PETER D. BROPHY, by
his guardian and conservator, Kate Brophy, and KATE BROPHY,
individually,
Appellees
(Plaintiffs).
PETER
D. BROPHY, by his guardian and conservator, Kate Brophy, and KATE BROPHY,
individually,
Appellants
(Plaintiffs),
v.
WERNER
ENTERPRISES, INC., a Nebraska corporation, and CHERYL R.
NEAL,
Appellees
(Defendants).
Appeal
from the District Court of Laramie County
The
Honorable Edward L. Grant, Judge
Representing
Appellants in Case No. 08-0271:
Patrick
J. Murphy, Jason A. Neville, Ryan Schwartz of Williams, Porter, Day &
Neville, P.C., Casper, Wyoming; Curtis B. Buchhammer of Buchhammer & Kehl,
P.C., Cheyenne, Wyoming. Argument
by Mr. Murphy.
Representing
Appellees in Case No. 08-0271:
Gary
J. Ceriani, Valeri S. Pappas of Davis & Ceriani, P.C., Denver, Colorado; L.
Eric Lundgren of Lundgren Law Offices, P.C., Cheyenne, Wyoming. Argument by Mr.
Ceriani.
Before
VOIGT, C.J., and GOLDEN, HILL, KITE, and BURKE, JJ.
KITE,
Justice.
[¶1] A jury awarded Peter and Kate Brophy
damages in the amount of $18,069,257 for injuries they sustained as a result of
a collision between Mr. Brophy’s vehicle and a semi-truck owned by Werner
Enterprises, Inc. (Werner) and being driven by Werner employee, Cheryl R.
Neal. The district court entered
judgment on the verdict and Werner appealed. The Brophys filed a cross-appeal.
[¶2] In their appeal, Werner and Ms. Neal
contend the district court erred in refusing to instruct the jury concerning the
statutory presumption they claim is created by Wyo. Stat. Ann. § 31-5-222(c)
(LexisNexis 2009); the Brophys’ counsel violated a pretrial order by questioning
Ms. Neal about falsification of drivers’ logs; the district court erred in
allowing a life-care planner to testify concerning the cost of Mr. Brophy’s
future care without supporting medical testimony; the Brophys’ counsel
improperly questioned Werner’s accident re-constructionist about Werner’s safety
record and accident history; and the verdict was excessive and influenced by
passion and prejudice. In their
cross-appeal, the Brophys ask this Court to address two evidentiary rulings only
in the event that we reverse the judgment and remand for a new trial on
liability. We affirm the
judgment.
STATEMENT
OF THE ISSUES
[¶3] In their appeal, Werner and Ms. Neal
state the issues for this Court’s determination as follows:
A. Did the district court commit prejudicial error when it refused to
instruct the jury on the existence and effect of the statutory presumption, in
Wyo. Stat. § 31-5-222(c), that Peter Brophy failed to grant the right of way to
Cheryl Neal?
1. After trial, did the district court correctly concede that it
erred in refusing to instruct on the statutory
presumption?
2. When the admitted error is evaluated with the five factors this Court
considers to evaluate whether the instructional error is prejudicial, do those
five factors compel the conclusion there was prejudicial
error?
3. Is it prejudicial error to incorrectly instruct the jury on the
parties’ burdens of proof?
B. Did the Brophys’ counsel commit prejudicial error when he violated the
district court’s in limine order by asking appellant Cheryl Neal if
falsifying a driver’s log is a very serious matter?
C. Without any claim for punitive damages or for Werner Trucking’s
independent negligence, did the Brophys’ counsel commit further prejudicial
error when he asked appellants’ accident reconstruction expert about Werner
Trucking’s “safety record” and “history of accidents?”
D. Did the district court commit prejudicial error when it allowed the
Brophys’ life-care planner and economist to testify to Mr. Brophy’s $10.9
million to $11.9 million in future medical and attendant care expenses without
any medical testimony of Mr. Brophy’s (1) diagnosis, (2) prognosis, (3)
necessity of future medical care, or (4) causal connection between such care and
this accident?
E. Is this $18,069,257 verdict an excessive award appearing to have been
given under the influence of passion, prejudice, and the prejudicial errors
identified above?
In
response, the Brophys rephrase the same issues.
[¶4] In their cross-appeal, the Brophys ask
the Court to consider two evidentiary issues in the event we reverse the
judgment and remand for a new trial on the liability issue: Whether the district court erred in
admitting evidence of Mr. Brophy’s speed before the accident and excluding
evidence of changes the Wyoming Department of Transportation made to the site
after the accident. Werner and Ms.
Neal assert the district court properly exercised its discretion in both
instances. Because we affirm the
judgment, we do not address these issues.
FACTS
[¶5] The accident giving rise to this case
occurred at the I-25 interchange with I-80 in Cheyenne, Wyoming. At the point where Werner’s semi-truck
and Mr. Brophy’s vehicle came into contact, there were three southbound lanes on
I-25—a passing lane on the left, a through lane in the middle, and an
acceleration/deceleration lane on the right for vehicles entering I-25 from I-80
or exiting I-25 onto I-80. At the
time of the accident, there were two yield signs on the ramp for vehicles coming
from I-80 onto southbound I-25.
[¶6] On July 25, 2006, Ms. Neal was driving
Werner’s semi-truck southbound in the through lane on I-25 approaching the I-25
interchange with I-80. At the same
time Mr. Brophy was traveling westbound in his BMW on I-80. Mr. Brophy exited I-80 and proceeded
around the ramp of the cloverleaf toward southbound I-25 and into the
acceleration/deceleration lane to the right of the through lane in which Ms.
Neal was traveling. The right front
wheel of the semi-truck hit the left rear side of the BMW, causing the BMW to
spin, skid backwards across the highway to the east and hit the guardrail before
being broad-sided by another semi-truck traveling in the left passing lane. Mr. Brophy suffered catastrophic
injuries in the accident.
[¶7] On March 8, 2007, Mrs. Brophy filed a
complaint in which she alleged claims against Werner and Ms. Neal on behalf of
her husband for negligence and on her own behalf for loss of consortium. She also alleged a claim for vicarious
liability against Werner. Werner
and Ms. Neal (hereafter referred to together as simply Werner) denied the claims
and asserted that Mr. Brophy’s negligence caused the accident.
[¶8] The case was tried to a jury for seven
days in June of 2008. The parties
presented conflicting evidence concerning the location of the vehicles at the
time they came into contact. The
Brophys presented evidence showing the semi-truck caused the accident by
suddenly moving over into the acceleration/deceleration lane occupied by the BMW
without signaling or keeping a proper lookout for other traffic, hitting the BMW
and causing it to spin across the highway where it was hit by the other
semi-truck. Werner presented
evidence that Mr. Brophy caused the accident by speeding up the ramp, ignoring
the yield signs, crossing over into the through lane occupied by the semi-truck,
and hitting the right front of the truck. The jury returned a verdict for the
Brophys and awarded damages in the amounts of $15,785,257 to Mr. Brophy and
$2,284,000 to Mrs. Brophy. Werner
filed post-trial motions, which the district court denied. The parties appealed to this Court.
DISCUSSION
1.
Jury
Instructions
[¶9] Werner contends the district court erred
when it refused to give the following proposed
instruction:
DEFENDANTS’
PROPOSED JURY INSTRUCTION NO. C
You
are instructed that at the time of the event in question, that Wyoming’s Uniform
Act Regulating Traffic on Highways, at W.S. § 31-5-222(c), provided
that:
The
driver of a vehicle approaching a yield sign shall in obedience to the sign slow
down to a speed reasonable for the existing conditions and, if required for
safety to stop, shall stop . . . at the point nearest the intersecting roadway
where the driver has a view of approaching traffic on the intersecting roadway
before entering it. After slowing
or stopping, the driver shall yield the right-of-way to any vehicle in the
intersection or approaching on another
roadway so closely as to constitute an immediate hazard during the time the
driver is moving across or within the intersection or junction of roadways. . .
. If the driver is involved in a collision
with . . . a vehicle in the intersection or junction of roadways, after driving
past a yield sign without stopping, the collision shall be deemed prima facie
evidence of his failure to yield the right-of-way. (emphasis added.)
[¶10] Werner contends the district court erred
further when it gave the following instruction, which omitted the last part of §
31-5-222(c):
INSTRUCTION
NO. 5
VIOLATION
OF STATUTE AS EVIDENCE OF NEGLIGENCE
Violation of a statute is evidence of negligence. If you determine that a party violated a
statute and that the violation played a substantial part in bringing about the
injury or damage, then you may consider that fact together with all the other
facts and circumstances in evidence in determining whether or not the party was
at fault at the time of the occurrence.
The following statutes of the State of Wyoming were in effect at the time
of this accident:
.
. . .
3)
The
driver of a vehicle approaching a yield sign shall in obedience to the sign slow
down to [a] speed reasonable for the existing conditions and, if required for
safety to stop, shall stop at the point nearest the intersection roadway where
the driver has a view of approaching traffic on the intersecting roadway before
entering it. After slowing or
stopping, the driver shall yield the right-of-way to any vehicle in the
intersection. Wyo. Stat. Ann §
31-5-222(c).
4)
“Intersection”
means the area within which vehicles traveling upon different highways joining
at any angle may come in conflict.
Wyo. Stat. Ann. § 31-5-102(a)(xvii)(A).
5)
“Right-of-Way”
means the right of one (1) vehicle to proceed in a lawful manner in preference
to another vehicle approaching under such circumstances of direction, speed, and
proximity as to give rise to danger of collision unless one grants precedence to
the other. Wyo. Stat. Ann. §
31-5-102(a)(xxxix).
[¶11] Werner contends the last part of §
31-5-222(c) contained in its proposed instruction C was critical because it
created a statutory presumption that Mr. Brophy failed to yield the right of way
which shifted the burden to the Brophys to prove that he did not fail to
yield. The consequence of the
district court’s failure to give the instruction, Werner asserts, was that the
jury was incorrectly instructed on the law and the burden of proof. The Brophys respond that Werner failed
to object to the district court’s ruling on the proposed instructions as
required by W.R.C.P. 51(b); therefore, Werner waived the claim concerning
instructional error absent plain error.
Specifically, they assert Werner did not object to the district court’s
proposed instruction on the ground that the statute created a presumption which
shifted the burden of proof nor did Werner offer an instruction to that
effect.
[¶12]
The record reflects the following events concerning the jury instructions. Werner offered instruction C along with its other proposed
instructions prior to trial. Werner
also offered instructions reciting the statutory definitions of “intersection”
and “right-of-way.” In addition,
Werner offered an instruction defining “prima facie evidence” to mean “evidence
that, unless rebutted, is sufficient on its face to establish a given fact
relating to a party’s claim or defense.”
Werner did not offer an instruction concerning statutory presumptions or
the burden of proof.
[¶13] At the instruction conference, after
hearing objections from the Brophys’ counsel, the district court asked Werner’s
counsel if he objected to any of the court’s proposed instructions. Counsel responded affirmatively and
objected to the court’s instructions on comparative fault, causation and the
burden of proof on the grounds that they did not make it clear that, in addition
to proving that Werner’s negligence caused the collision, the Brophys also had
to prove the amount of their damages.
Counsel made no other objection to the district court’s burden of proof
instruction. Counsel then stated as
follows:
Instruction No. 5, which is the instruction dealing with violations of
the statutes, in particular, Subparagraph 3, deals with the issue of yielding,
and I had tendered to the court Defendant’s Proposed Jury Instruction C, which
was an excerpt of the applicable statute, 31-5-222, that contained information
which the legislature advised if there is a collision and a yield sign, prima facie evidence is that the person
with the yield sign is the one that essentially was at fault. I think that needs to be inserted back
in here so that the legislature’s full intent is provided to the
jury.
Again, I would tender . . . Defendant’s Proposed Instruction
C.
* * * I think the jury is
adequately instructed on the duties to yield from Paragraph 3 if the rest of
that statute were contained in there.
Counsel
for Werner objected to some additional proposed instructions not at issue here
and then stated: “[T]hat takes care
of the objections that I have.”
[¶14] The district court ruled that the
instructions would be given as the court proposed them with the exception of one
instruction not at issue on appeal.
The district court then asked Werner’s counsel if he wanted to offer any
additional instructions. Counsel
responded, “Only what I had submitted, Your Honor, five days before trial, and .
. . the one I’m primarily interested in is one of my proposed, C, which was the
failure to yield statute that contained that last provision.” The district court reiterated its ruling
that the instruction would be read to the jury as proposed.
[¶15] It is clear from the record that Werner
objected to the omission from Instruction 5 of the last part of § 31-5-222 and
offered an instruction in its place containing the omitted language. In its objection, Werner stated the
omitted language was necessary to inform the jury the legislature intended that
when a collision occurs after a yield sign the collision is prima facie evidence that the person
with the yield sign was “essentially at fault.” Werner did not argue, however,
that the omitted language created a statutory presumption or changed the burden
of proof. The question we must
decide is whether Werner’s objection was sufficient to preserve the issue it now
raises on appeal, i.e., the district court erred in not instructing the jury
that the last sentence of the statute created a presumption and changed the
burden of proof on whether Mr. Brophy had failed to yield.
[¶16] In deciding whether the objection was
sufficient, we look first to the language of Rule 51(b), which provides as
follows:
(b)
Further instructions; objections.—At the close of the
evidence or at such earlier time during the trial as the court reasonably
directs, any party may file written requests that the court instruct the jury on
the law as set forth in the requests.
The court shall inform counsel of its proposed action upon the requests
prior to their arguments to the jury.
Before the argument of the case to the jury has begun, the court shall
give to the jury such instructions on the law as may be necessary. . . . No party may assign as error the giving or
the failure to give an instruction unless that party objects thereto before the
jury retires to consider its verdict, stating distinctly the matter objected to
and the grounds of the objection.
(emphasis
added)
[¶17] Considering claimed error in instructing
the jury, we have consistently held:
We
consider only those claims of error relating to jury instructions in those cases
where proper objections were raised.
Unless the circumstances justify a finding of plain error, we do not
consider claims of error in jury instructions to which no objections were
made.
Landsiedel
v. Buffalo Properties, LLC,
2005 WY 61, ¶ 13, 112 P.3d 610, 614 (Wyo. 2005), citing Triton Coal Co., Inc. v. Mobil Coal
Producing, Inc., 800 P.2d 505, 510 (Wyo. 1990).
[¶18] We have said:
The
spirit and purpose of the rule is designed to appraise and inform the trial
court of the purpose of the instruction in order that the judge may make such
corrections as he deems necessary before submitting the instructions to the
jury.
Triton,
800 P.2d at 510, quoting Goggins v.
Harwood, 704 P.2d 1282, 1289 (Wyo. 1985). The rule requires counsel “to inform the
district court of the nature of the contended error and the specific grounds of
objection, so that the court may exercise judicial discretion in reconsidering
the instruction to avoid error.” Rittierodt v. State Farm Ins. Co., 3
P.3d 841, 843 (Wyo. 2000), quoting Davis
v. Consolidated Oil & Gas, Inc., 802 P.2d 840, 843 (Wyo. 1990). It is insufficient merely to state that
the instruction is not complete or an accurate statement of the law. Nish v. Schaefer, 2006 WY 85, ¶ 18, 138
P.3d 1134, 1131 (Wyo. 2006). Even
when the objection is that no instruction on a point of law should be given, in
which case no alternative instruction is required, the objection must distinctly
set out the matter objected to, along with meaningful, explanatory
objections. Runnion v. Kitts, 531 P.2d 1307, 1312
(Wyo. 1975).
[¶19] We applied these principles in Nish, ¶ 19, 138 P.3d at 1141, to hold
that the plaintiff’s claim of instructional error would be reviewed only for
plain error because, while he objected to the trial court’s proposed instruction
as an incorrect statement of the law, he did not offer an instruction correcting
the claimed error. See also Sunderman v. State Farm Fire & Casualty
Co., 978 P.2d 1167, 1170 (Wyo. 1999).
In Landsiedel, ¶ 16, 112 P.3d
at 615, we likewise reviewed the claim of instructional error for plain error
because, although the plaintiff had brought the legal issues implicated in the
instructions to the trial court’s attention in pre-trial submissions and
proceedings, he did not object to the court’s rulings on the instructions at the
formal instruction conference or offer reasons at that time why the instructions
were necessary. See also Haderlie v. Sondgeroth, 866 P.2d 703,
715-16 (Wyo. 1993), concluding the party did not comply with Rule 51(d) by
presenting a motion prior to trial asking for a particular instruction when he
did not object to a contrary instruction during the instruction conference; Triton, 800 P.2d at 510, holding that a
“constructive objection” to an instruction in a pretrial memorandum and during
an unrecorded instruction conference did not satisfy Rule 51.
[¶20] In Loya v. Wyo. Partners of Jackson Hole,
Inc., 2004 WY 123, ¶ 16, 99 P.3d 972, 978-79 (Wyo. 2004), we applied Rule
51(d) to decline to consider at all a claim of error involving a special verdict
form when the party offered no objection in district court. We said:
We do not think it harsh or unreasonable to require a litigant, when an
opportunity is afforded during the trial, to timely bring a matter such as this
to the attention of the trial court in order that it might be corrected, and
failing to do this he shall not be heard here to complain. . . . Mr. Loya’s failure to object is fatal to
his appeal. A careful reading of
the special verdict form would have alerted Mr. Loya to the possibility of the
jury making no findings on Mr. Schuler's individual liability for breach of
contract. The parties are held
accountable for creating and acquiescing to an inartfully drafted jury verdict
form.
We are not unsympathetic to Mr. Loya's dilemma. However, the matter of waiver is
grounded, among other things, on the proposition that jury trials are
time-consuming and costly proceedings, and while litigants are entitled to a
fair trial, they have responsibilities to assist the trial court in bringing
about such a result. Mr. Loya provides us with no authority that would allow us
to alter the district court's judgment, which is founded upon the jury’s
specific findings.
.
. . .
Having
not properly preserved the issue before the district court, Mr. Loya is
foreclosed from raising objections to the verdict form on appeal.
[¶21] In contrast, in Daley v. Wenzel, 2001 WY 80, ¶ 30, 30
P.3d 547, 555 (Wyo. 2001), we reviewed a claim of instructional error even
though the party claiming error on appeal had not objected in district
court. We did so, however, because
another party had objected to the instruction which we concluded satisfied Rule
51(b). That is, by virtue of the
other party’s objection, the trial court was fully informed of the nature and
specific grounds of the asserted error and had the opportunity to reconsider
and, if necessary, modify the instructions in order to avoid error. In Kemper Architects, P.C. v. McFall, Konkel
& Kimball Consulting Engineers, Inc., 843 P.2d 1178, 1183 (Wyo. 1992),
we reviewed a claim of instructional error where an oral objection was made but
no alternative instruction was offered, concluding that the oral objection
satisfied Rule 51(b) because it distinctly stated the objectionable matter and
grounds for the objection.
[¶22] None of these cases involved the precise
issue we are presented with here, where Werner offered its own instruction and
objected to the court’s proposed instruction but did not fully explain the
grounds for the objection or offer alternative instructions addressing the
statutory presumption and burden of proof.
The case most analogous to the present one is City of Cheyenne v. Simpson, 787 P.2d
580 (Wyo. 1990). The Simpsons sued
the City for damages caused to their building by a truck bearing the City’s
logo. The jury instruction at issue
read as follows:
The
presence of the seal or logo for the City of Cheyenne on a vehicle raises a
presumption that the vehicle is owned by the City of Cheyenne, and that the
driver of the vehicle is an employee of the City of Cheyenne acting within the
scope of his employment. In order
to rebut the presumption, the City of Cheyenne has the burden of proving that it
did not own the vehicle or the driver was not an employee of the
City.
Id.
at 582. The City objected because
in other cases where a similar presumption instruction had been given the
driver’s identity was known and the issue was whether he was acting as an agent
of the employer. The City objected
to giving the instruction where the driver was not named as a party and his
identity was not known on the ground that the instruction did not accurately
state the law. Finding that the
City’s objection amounted “to nothing more than a naked claim that the
instruction [wa]s not complete or an accurate statement of the law,” this Court
concluded the objection did not meet the Rule 51(b) requirements. Id. The City asked this Court to review the
instruction for plain error, arguing the district court should have instructed
the jury that the City could rebut the presumption raised by the logo by showing
the driver was not acting in the scope of employment, a new argument that the
City conceded it had not presented to the trial court. We reviewed the issue for plain error,
and found none. Id. at 583.
[¶23] As in Simpson, the argument Werner presents on
appeal to this Court was not presented to the district court during the trial.
Werner did not argue at trial, or offer an instruction stating, that the statute
created a presumption that shifted the burden of proof. Consequently, the district court was not
fully informed of the nature and specific grounds of the asserted error and did
not have the opportunity to reconsider and, if necessary, modify the
instructions in order to avoid error.
Under these circumstances, the spirit and purpose behind Rule 51(b) were
not met. Davis, 802 P.2d at 843. Werner’s objection was not sufficient to
preserve the arguments it presented later in its post-trial motion and this
appeal.
[¶24] We turn to the question of whether
Werner’s failure to present an adequate objection in the district court is fatal
to the issue, or whether we will review it for plain error. Late
in his argument before this Court, Werner’s appellate counsel stated that this
is a plain error issue, effectively conceding that trial counsel’s objection did
not preserve the statutory presumption issue and that our review is not for
abuse of discretion as it would have been had a proper objection been made. Counsel’s concession that this is a
plain error case does not automatically entitle Werner to review. We
have said:
[A]pplication
of the plain-error doctrine must be exercised cautiously only in exceptional
circumstances and must not be applied unless its denial would seriously affect
the fairness, integrity or public reputation of judicial proceedings.
Triton,
800 P.2d at 511 (citation omitted).
We also have said:
It
is the duty of the attorneys in each case to determine which legally acceptable
instruction best presents the client’s case. Neither the judge, nor the appellate
court, has the appropriate perspective to make such a decision. Even if they did understand the case
better than the attorney presenting it, their role prohibits them from urging
one instruction over another providing both are legally sound. Thus, unless an instruction can be said
to have plainly caused a fundamental prejudice to the defendant’s legal rights,
we will not overturn it on appeal unless it was objected to during the trial and
a proper instruction was offered in its place.
Id.
at 512 (citation omitted).
[¶25] The record is clear that Werner objected
to Instruction No. 5 and offered proposed Instruction C. Thus, this is not a case, like Loya, ¶ 15, 99 P.3d at 978, where no
objection was made and we declined to consider the issue even for plain
error. However, as in Simpson, the argument Werner presented
post trial was not presented to the district court during the trial. In accordance with this precedent, we
proceed with the plain error analysis.1
[¶26] To establish plain error, Werner must
show: the record clearly reflects
the jury was not instructed concerning the last part of § 31-5-222(c); the fact
that the jury was not so instructed transgressed a clear rule of law; the error
affected Werner’s substantial right; and the error materially prejudiced
Werner. Nish, ¶ 18, 138 P.3d at 1141.
[¶27]
Werner has met the first
requirement of the plain error test—the record clearly reflects that the
district court did not instruct the jury on the last part of the statute. Whether Werner can meet the second
requirement for plain error is not so easily determined. In its post-trial motion and before this
Court, Werner contended that the law is clear that statutes making the fact of a
collision prima facie evidence of a
failure to yield create a presumption that can be overcome only by evidence
countering the presumption. Werner
further contended that the law is clear that a jury must be instructed on a
presumption created by a statute that uses the phrase “prima facie evidence.” Werner cites Hildebrand v. Chicago, B.&Q.R.R., 45
Wyo. 175, 17 P.2d 651 (Wyo. 1933); Worth
v. Worth, 48 Wyo. 441, 49 P.2d 649 (Wyo. 1935); O’Neal v. State, 498 P.2d 1232 (Wyo.
1972); and Huff v. State, 992 P.2d
1071 (Wyo. 1999), as support for these assertions.
[¶28] In Hildebrand, the Court considered whether
Wyo. Rev. St. § 38-236 (1931) created a statutory presumption. The statute provided that a plaintiff in
an action to recover for cattle killed on a railroad company’s tracks made out a
prima facie case by proving the loss
of his cattle. The Court construed
the statute to mean that when the fact of injury was shown “it shall be prima facie evidence, or it shall be
presumed as a matter of law, that the railroad company is liable, or that it has
been so negligent in the performance of its duty so as to entitle the plaintiff
to recover, unless such prima facie
evidence or presumption is rebutted.”
Hildebrand, 17 P.2d at
653. The Court discussed cases from
other jurisdictions in which courts considered whether juries should be
instructed concerning statutory presumptions, including cases holding that
juries should not be so instructed but are to decide cases based upon the
evidence. No instructional error
was claimed in Hildebrand, however,
so the Court did not reach the question.
Thus, Hildebrand does not
support Werner’s contention that the law is clearly established that a jury must
be instructed on a statutory presumption.
[¶29] In Worth, wife brought an alienation of
affection case against her in-laws.
On appeal, the Court considered whether the trial court erred in refusing
to instruct the jury that the law presumed a parent’s counsel to his or her son
was given in good faith and the burden was on the plaintiff to prove that it was
not. The Court held that the
requested instruction, or the fundamental ideas contained therein, should have
been given to the jury. Worth, 49 P.2d at 656. However, the Court reached that result
only after noting that the practice of instructing juries concerning
presumptions had been questioned and was considered improper in negligence cases
when conflicting evidence was presented.
Id. at 651. Additionally, the Court expressly
limited its holding in Worth “to the
exact presumption” before it and declined to decide that the failure to give the
instruction required reversal. Id. at
655-56. Like Hildebrand, Worth does not support Werner’s
contention that the law is clearly established that a jury must be instructed in
a negligence case concerning any statutory presumptions.
[¶30] O’Neal and Huff were criminal cases in which the
defendants were convicted of check fraud.
Those cases involved statutory language to the effect that proof that the
defendant did not have an account or did not have sufficient funds in the
account was prima facie evidence that
he intended to defraud. In O’Neal, the Court said the statute at
issue created a presumption which was rebutted, thereby losing its probative
force, by evidence that the defendant had disclosed at the time she delivered
the check that she did not have sufficient funds to pay it. The Court reversed the conviction
because there was insufficient evidence to support a finding of intent to
defraud. O’Neal, 498 P.2d at 1236. There was no discussion concerning
whether the jury was or should have been instructed concerning the
presumption.
[¶31] Huff similarly does not provide support
for Werner’s assertion. The issue
there was whether a jury instruction included a permissive inference, in which
case it was appropriate, or a mandatory presumption, which would have violated
due process. The Court concluded
the instruction contained a permissive inference because it did not tell the
jury that it had to find intent to defraud from the State’s evidence that the
defendant failed to pay the checks after receiving notice of nonpayment; rather,
the instruction told the jury it could consider the evidence of failure to pay
as evidence of intent. Huff, 992 P.2d at 1075. Considering the permissive inference
instruction along with all of the other instructions, the Court concluded the
jury was properly instructed concerning the applicable law. Id.
[¶32] In addition to the above Wyoming cases,
Werner also cites Christopher B. Mueller, Instructing the Jury Upon Presumptions in
Civil Cases: Comparing the Federal
Rule 301 with Uniform Rule 301, XII Land & Water L. Rev. 219
(1977). In particular, Werner cites
to Professor Mueller’s discussion of the “reformist” theory of presumptions
under which the jury is instructed that it should find the presumed fact unless
it believes by a preponderance of the evidence that the presumed fact is
untrue. Id. at 220. Professor Mueller compares the
“reformist” theory and the “traditional” theory, in which the jury is not
instructed on a presumption when the party contesting the presumed fact produces
sufficient evidence contradicting it to overcome the presumption. Id. Although Professor Mueller advocates for
the “reformist” theory, his article reflects considerable disagreement
concerning the appropriateness of instructing the jury concerning
presumptions. Id. at 221. Rather than supporting Werner’s
contention that the district court transgressed a clear rule of law in failing
to instruct the jury concerning any presumption created by the last sentence of
§ 31-5-222(c), Professor Mueller’s article demonstrates that the law relating to
jury instructions on statutory presumptions is not clear. Moreover, in his article, Professor
Mueller is careful to note that whether a presumption instruction will be given
depends upon whether one is properly requested in accordance with Rule 51. Id. at 284. Nowhere does he suggest that it is
error, plain or otherwise, for a trial court not to give a presumption
instruction when no party has requested it.
[¶33] In its reply brief, Werner argues that
W.R.E. 301 is dispositive of this issue.2 The rule provides as
follows:
Rule
301. Presumptions in general in
civil actions and proceedings.
(a) Effect.— In all civil actions and
proceedings not otherwise provided for by statute or by these rules, a
presumption imposes on the party against whom it is directed the burden of
proving that the nonexistence of the presumed fact is more probable than its
existence.
Werner
contends Rule 301 constitutes the clear rule of law necessary for a showing of
plain error.
[¶34] Courts that have addressed the issue
disagree about whether juries should be instructed on presumptions under Uniform
Rule 301. See Smith v. Angell, 830
P.2d 1163, 1166 (Idaho 1992), holding it was reversible error to instruct the
jury that the law presumed the deceased was exercising ordinary care; Schultz v. Ford Motor Co., 857 N.E.2d
977 (Ind. 2006), reversing an appellate court holding that it was reversible
error to give a jury instruction on a presumption; Hanson v. Roe, 373 N.W.2d 366, 371
(Minn. Ct. App. 1985), the trial court properly concluded the jury should not be
instructed on the presumption of due care; Armstrong v. West Texas Rig Co.,
339 S.W.2d 69, 74 (Tex. Ct. App.
1960), finding no error in trial court’s refusal to instruct jury regarding
presumption. While
Rule 301 addresses the effect of a presumption on the burden of proof, it does
not establish that the district court was required on its own initiative to
instruct the jury that § 31-5-222(c) created a presumption that Mr. Brophy
failed to yield, thereby shifting the burden to the Brophys to prove that he did
yield.3 Not only is the law not clearly
established on that issue, it also is not clear that such an instruction would
have been appropriate under the particular facts of this case.
[¶35] The parties hotly contested before and
during the trial whether the statute applied at all to this interchange where,
the Brophys contended, there was no “intersection or junction of roadways” and
traffic instead “merged” onto I-25.
Even if the statute did apply to this interchange, the parties contested
whether Mr. Brophy was required to yield to all traffic in any lane on I-25, or
only traffic traveling in the acceleration/deceleration lane or signaling the
intent to move into that lane. The
Brophys contended, and presented evidence supporting the contention, that Mr.
Brophy was not at fault because the acceleration/deceleration lane was empty
when he approached it, the Werner truck was in the through lane, he acted
appropriately in moving into the empty lane, Ms. Neal did not signal or
otherwise indicate that she intended to change lanes and, without keeping a
proper lookout, she suddenly changed lanes and hit his vehicle. The conflicting contentions and evidence
presented factual questions for the jury to decide, and an instruction requiring
a finding that Mr. Brophy had failed to yield because the collision occurred
arguably would not have been appropriate.
[¶36] We previously have noted that it is easy
to “become lost in the ‘trees’ of presumptions and shifting burdens of proof,
and lose sight of the ‘forest’ – the sufficiency of the evidence . . . .” Lincoln County Bd. of Comm’rs v. Cook,
2002 WY 23, ¶ 48, 39 P.3d 1076, 1089 (Wyo. 2002). A presumption is merely a “required
conclusion in the absence of explanation.”
Id., quoting Hillard v. Marshall, 888 P.2d 1255, 1260
(Wyo. 1995).
A presumption is not a magic elixir that imbues its holder with an
exalted level of protection against an evidentiary attack. A presumption simply means that in the
absence of any other evidence to the contrary, the fact presumed is
conclusive. If, however, there is
sufficient evidence to the contrary, then it becomes a question of weight and
credibility for the trier of fact.
Id.
[¶37]
Had there been no evidence that Mr. Brophy exercised due care and that Ms. Neal
did not, Mr. Brophy’s failure to yield would have been conclusively presumed by
the fact that the collision occurred. However, the Brophys presented evidence
that Mr. Brophy exercised due care under the circumstances and so the question
of ultimate fault for the collision was one of weight and credibility for the
jury. The question was really
whether there was sufficient evidence to support the verdict. Hillard, 888 P.2d at 1260. Assuming the evidence in favor of the
Brophys to be true, leaving out of consideration conflicting evidence presented
by Werner, and affording the Brophys every favorable inference that may be
reasonably and fairly drawn from the evidence, Landsiedel, ¶ 5, 112 P.3d at 612, we
conclude sufficient evidence was presented to support the verdict.
[¶38] Caitlin King, the passenger in the left
rear seat of Mr. Brophy’s vehicle, testified that she had no sense that Mr.
Brophy was going too fast up the ramp as they approached I-25 and, based upon
what she saw and felt, she believed he was in control of the car. She further testified that when they
came off the ramp onto I-25, they were in the acceleration/deceleration lane and
never left that lane. She testified
she had no doubt that the Werner truck came into the lane they were in and hit
them.
[¶39] Enda Mangan, the passenger in the front
seat of the BMW, testified they were in the furthest right lane when he heard
what sounded like a truck picking up speed and trying to get into the lane
behind them. James Wilson, the
driver of the semi-truck that broad-sided Mr. Brophy’s car, testified that he
came up behind the Werner truck in the through lane at about 55 miles per hour,
it was slowing down, he did not know what it was intending to do and he pulled
over into the left lane to pass it.
He did not know whether the Werner truck stayed in the through lane or
not, but as he passed it the BMW was suddenly directly in front of him.
[¶40] The Brophys also presented the testimony
of two experts, Ronald Hensen, an accident re-constructionist, and Charles
Roush, a safety consultant. Mr.
Hensen testified that based upon his review of materials concerning the
collision, he concluded that the BMW was in the acceleration/deceleration lane
and the Werner truck was partially in the same lane when the two collided. He also testified that in his opinion,
based upon his investigation, the Werner truck hit the BMW rather than the other
way round. Mr. Roush testified
based upon his review of materials relating to the collision that Ms. Neal did
not act in accordance with the standard of care of professional drivers if she
remained in the through lane past the start of the deceleration lane and then
suddenly, without signaling, moved into the deceleration lane just in time to
make the exit.
[¶41] In addition to these witnesses,
testimony from Werner’s own witnesses raised questions about Werner’s version of
events. Wyoming Highway Patrol
Trooper Jeremy Beck, who responded to and investigated the collision, testified
that Ms. Neal told him at the scene that she was in the
acceleration/deceleration lane when the BMW hit her. Based in part upon Ms. Neal’s
statements, Trooper Beck testified that he concluded the point of impact was in
the acceleration/deceleration lane and that Mr. Brophy failed to yield. He further testified that if Ms. Neal
testified at trial that she was completely in the through lane when the impact
occurred, that would not be consistent with what he saw or understood her to say
at the scene. As predicted during
the Trooper’s testimony, Ms. Neal testified that she was in the through lane,
never left that lane and was in that lane when the BMW ran into her. She testified that at no time was she in
or did she start to move into the acceleration/deceleration lane and Trooper
Beck must have misunderstood her.
These conflicting versions from Werner’s witnesses as to where its
semi-truck was when the impact occurred created factual questions for the jury
to decide. Trooper Beck’s testimony
that he concluded Mr. Brophy failed to yield based in part on statements Ms.
Neal denied having made left it to the jury to decide whom to believe. From the testimony, the jury could have
decided Trooper Beck’s conclusions were not credible, or it could have decided
that Ms. Neal had changed her story.
[¶42] Trooper Beck also testified that
vehicles traveling up the ramp to enter I-25 had a duty to yield to all traffic
in the southbound lanes of I-25.
However, responding to questions by the Brophys’ counsel, he testified
that if a vehicle traveling up the ramp toward I-25 had an empty
acceleration/deceleration lane ahead of it and other vehicles traveling south in
the through lane were not signaling the intent to move into the empty lane, then
a reasonable motorist traveling up the ramp could move into the
acceleration/deceleration lane.
Werner’s accident reconstructionist also testified that the collision
could have occurred either as described by Ms. Neal or as described by the
Brophys’ witnesses, depending upon “who you believe.” From this testimony, the jury reasonably
could have decided that Mr. Brophy was not at fault.
[¶43]
Werner points out that in ruling on the post-trial motions, the district court
concluded that it should have instructed the jury on the entirety of §
31-5-222(c), that the statute created a presumption and how to apply the
presumption. For the reasons
discussed in the preceding paragraphs, we do not agree with that conclusion.
However, we are in agreement with
the district court’s conclusion that instructing the jury that the statute
created a presumption likely would not have changed the outcome. As the district court
stated:
The
jury’s attribution of 100% fault to defendants means that it found, necessarily,
that Brophy in the facts and circumstances shown by the evidence, had no traffic
to which he should yield or that his failure to yield did not cause the
accident. Even defendants’ expert,
in the end, agreed that the accident could have happened either way, depending
on whether one believed the driver of the truck or some of the other
witnesses.
A
further point is that the presumption would be that Brophy failed to yield, not that his failure caused the
accident. The cause was the central
factual issue for the jury. It is
doubtful that an instruction on the presumption would have altered the outcome,
in light of all of the evidence.
[¶44] Reviewing the claimed instructional
error for plain error, we conclude Werner has not established that the district
court transgressed a clear rule of law when it declined to instruct the jury on
its own initiative that § 31-5-222(c) created a statutory presumption that Mr.
Brophy had failed to yield and shifted the burden to the Brophys to show that he
did yield. We further conclude that
under the particular facts presented in this case, such an instruction may not
have been appropriate; the question of fault was a factual one for the jury to
decide based upon its assessment of the evidence presented and the witness’
credibility. Additionally, we
conclude that the evidence was sufficient to support the jury’s verdict.
2.
Questioning Ms. Neal Concerning Falsification of Driver’s
Log
[¶45] Werner contends the Brophys’ counsel
committed prejudicial error when he asked Ms. Neal on cross-examination whether
falsification of drivers’ electronic logs was a serious matter. Werner asserts that the question
violated the district court’s pre-trial order prohibiting any mention of log
falsification during the trial. Werner argues the question caused the
jury to believe that Ms. Neal falsified her logs and there was no way for the
defense or the district court to cure the resulting
prejudice.
[¶46] The Brophys assert the question
concerning the logs was not prejudicial because the jury was instructed to
decide the case on the basis of the evidence and that attorney questions were
not evidence and should be disregarded if they implied facts not supported by
the evidence. The Brophys further
contend that even if the question caused some prejudice, Werner waived the
argument because it did not object or seek a cautionary instruction at the
time. Finally, the Brophys assert
the question was not improper.
[¶47] Prior to trial, Werner filed a motion
seeking an order prohibiting, among other evidence, Mr. Roush, the Brophys’
safety consultant, from testifying that Ms. Neal falsified her logs. After hearing argument, the district
court entered an order granting the motion. At trial, on cross-examination of Ms.
Neal, the following exchange occurred:
Q.
You
agree with me that there were federal regulations that limit the number of hours
professional truck drivers can drive?
A.
Absolutely.
Q.
These
are designed to avoid immediate fatigue and cumulative
fatigue?
A.
Correct.
Q.
And
you agree with me that at Werner you keep track of your on-duty time and
off-duty time and driving time be it an electronic log?
A.
That
is correct, yes, sir.
Q. And am I correct that falsifying that log
is a very serious matter?
A.
Falsifying
any log in the trucking industry is a very serious matter. Just happens to be a lot more difficult
with an electronic log. I don’t
know of any way to do it.
Q.
You
can simply –
[Defense counsel]: Your
Honor, I hate to interrupt. May we
approach?
The Court: I’ll sustain the
objection. I know what it
is.
[¶48] The first difficulty with Werner’s
assertions is that it does not appear from the record that the motion in limine
included questions directed to or testimony elicited from Ms. Neal. The only defense motion in limine
contained in the record before this Court sought an order precluding Mr. Roush
from testifying that in his opinion Ms. Neal falsified her logs. Consistent with the motion, defense
counsel argued at the motion hearing that Mr. Roush’s opinions concerning Ms.
Neal’s alleged falsification of logs should not be allowed. The order granting the motion states only
that Werner’s motion concerning Mr. Roush is granted.4
[¶49] Moreover, the Brophys’ counsel sought to
clarify the district court’s ruling concerning the logs the first day of trial
when he asked whether “any evidence whatsoever” about the logs was prohibited,
“both on the day of the collision and in the 30 days immediately
preceding.” The district court
responded that the 24-hour log history was admissible but the 30-day log was
not. There is nothing in the record
prior to trial indicating the district court intended the order to preclude any
and all references to log falsification.
Given that Werner did not seek preclusion of testimony concerning log
falsification from witnesses other than Mr. Roush, the Brophys’ counsel did not
violate the court’s order in his questioning of Ms. Neal.
3.
Questioning Expert Witness About Werner’s Safety Record and Accident
History
[¶50] During cross-examination of Werner’s
accident reconstruction expert, the following exchange
occurred:
Q.
Did
you as part of your investigation, sir, look into Werner’s safety record the
number of accidents its trucks have been involved in?
[Defense
counsel]: I’m going to object, Your
Honor. That’s
irrelevant.
The
Court:
Sustained.
Q.
You
did look up the specifications for Mr. Brophy’s car,
right?
A.
Yes,
sir.
[¶51] Werner contends that evidence of its
safety records and prior accidents was irrelevant and inadmissible and the
Brophys’ counsel asked the question knowing it was improper in order to
prejudice the jury against the trucking company. The Brophys respond that asking an
expert witness what information he considered as part of his investigation is
perfectly proper. Even if it were
not proper, they assert, there was no prejudice because the question was phrased
broadly, Werner promptly objected, the court sustained the objection and counsel
moved on to other matters.
[¶52] Our review of this issue is governed by
W.R.A.P. 9.04, which provides as follows:
Rule
9.04. Harmless
error.
Any error, defect,
irregularity or variance which does not affect substantial rights shall be
disregarded by the reviewing court.
Werner
has the burden of establishing it was prejudiced by the claimed error. Texas Gulf Sulphur Co. v. Robles, 511
P.2d 963, 966 (Wyo. 1973).
[¶53] Having carefully reviewed the entire
record, we conclude the question by the Brophys’ counsel caused no
prejudice. In the context of the
entire trial, we are not persuaded the question prejudiced the jury against
Werner. The Brophys are correct
that counsel phrased the question broadly as an inquiry into what information
the expert considered, Werner objected promptly, the court sustained the
objection and counsel moved on to other matters.
4.
Testimony Concerning Future Medical and Attendant Care
Expenses
[¶54] Werner next contends the district court
erred when it allowed the Brophys’ life-care planner, Jack Dahlberg, to testify
as to Mr. Brophy’s future medical and attendant care damages without supporting
medical testimony.5 Werner asserts that it did not stipulate
to, and the Brophys presented no medical evidence concerning, the permanency or
expected duration of Mr. Brophy’s injuries and condition. Without such evidence, Werner contends,
Mr. Dahlberg’s testimony lacked foundation and the verdict cannot
stand.
[¶55] The Brophys respond that Werner conceded
Mr. Brophy’s injuries were serious and permanent. Even without that concession, the
Brophys assert, there was substantial evidence as to the permanency of the
injuries. The Brophys further
assert that physician testimony was not required because Mr. Brophy’s need for
care was obvious; therefore, the district court properly allowed their life-care
planner to testify concerning future care.
[¶56]
Decisions to admit or reject expert testimony are entrusted to the sound
discretion of the district court. Betzle
v. State, 847 P.2d 1010, 1022 (Wyo. 1993). The party challenging the ruling has the
burden of proving an abuse of discretion.
Wolf v. Allen, 2008 WY 136, ¶
4, 196 P.3d 775, 776 (Wyo. 2008).
The ultimate issue is whether the district court’s decision was
reasonable. Id.
[¶57] There is no question Werner conceded
that Mr. Brophy suffered serious injuries in the accident, including a severe
brain injury that left him unable to testify at trial. There is also no question that Werner
stipulated to the Brophys’ medical bills, which totaled $992,557.81. The record does not reflect, however,
that Werner made any express concession concerning the permanency of Mr.
Brophy’s injuries.
[¶58] In their pre-trial memorandum, the
Brophys designated Mr. Dahlberg as a rehabilitation specialist to testify in
accordance with the report he prepared as to Mr. Brophy’s life-care needs for
the rest of his life. It does not
appear from the record that Werner filed any pre-trial motion to preclude or
limit Mr. Dahlberg’s testimony. The
record likewise reflects that no objection was made at trial prior to Mr.
Dahlberg’s testimony. Mr. Dahlberg
testified that he received a master’s degree in vocational rehabilitation
counseling in 1977, worked for ten years as a rehabilitation counselor at a
rehabilitation facility specializing in adult spinal cord and brain injuries,
and had been in private practice in life-care planning, case management and
consulting since the 1980s. He
testified that he is a member of the Brain Injury Association and the American
Congress of Rehabilitation Medicine, has written articles on the subject of
life-care plans and has testified many times in state and federal courts as an
expert in the field of life-care planning.
[¶59] Mr. Dahlberg also testified that in
formulating his opinions and report, he reviewed Mr. Brophy’s medical records,
consulted with Mr. Brophy’s neurologist and interviewed and observed the
Brophys. He testified that it is
customary in the course of preparing a life-care plan to rely on the
evaluations, opinions and reports of other health care professionals. He testified without objection that
based upon the information he obtained, he understood that Mr. Brophy sustained
a severe traumatic brain injury in the collision, leaving him with significant
physical and cognitive deficits.
Mr. Dahlberg testified based upon the records and his observations and
consultations that Mr. Brophy is “severely limited,” and “cannot care for
himself, cannot walk by himself, is non-communicative.” He testified that Mr. Brophy appears to
attend to and understand some of what goes on around him, although the level of
his understanding is unknown because he cannot speak. Mr. Dahlberg testified without
objection, that Mr. Brophy is unable to get up, walk or move without assistance
from others, is largely confined to his bed, a wheelchair or a recliner and is
dependent on others to take care of “all of his needs from bathing, feeding,
dressing, toileting, any and all needs.”
Mr. Dahlberg also testified without objection that generally, by roughly
two years post injury, people have stabilized and benefited from rehabilitation
as much they are going to and in his opinion, given the level of Mr. Brophy’s
injury, he was not likely to benefit from further rehabilitation or
therapy.
[¶60] Mr. Dahlberg went on to testify that on
the basis of the information he reviewed, he prepared a life-care plan outlining
Mr. Brophy’s likely future needs in the areas of medication, disposable
supplies, durable medical equipment, physician contacts, therapy contacts,
attendant care, psychological counseling, case management and home
modifications. He also estimated
the cost of these items. Mr.
Dahlberg testified that he included the future cost of seizure medication in his
report because the neurologist had indicated Mr. Brophy would likely have
seizures later in life.
[¶61]
Werner objected to Mr. Dahlberg’s testimony at this point on the grounds that it
lacked foundation and was hearsay.
Werner argued that Mr. Dahlberg was not a medical doctor and, while he
could testify as to the medications Mr. Brophy likely would need and how much
they would cost, he should not be permitted to testify as to what the
neurologist said or the medical reason for the medication. The district court ruled that Mr.
Dahlberg would be allowed to testify that he relied on medical reports, records
and consultations in preparing his report and as to the opinions he reached
about the care Mr. Brophy would require in the future. However, the district court precluded
Mr. Dahlberg from testifying concerning the contents of the medical reports and
statements made to him by the neurologist.
[¶62] Based upon the court’s ruling, Mr.
Dahlberg testified that in his opinion Mr. Brophy’s future needs would include
two anticonvulsant medications, diapers, wipes, incontinence pads, antibiotic
soap, pillows for the prevention of bed sores, bed rails, a shower chair, a
wheelchair and van, medical appointments, home health care, family counseling, a
case manager and home modifications. Mr. Dahlberg also testified as to the
cost of these items. Counsel for
the Brophys sought to admit a written summary of Mr. Dahlberg’s testimony and
Werner objected again on the basis of foundation. The district court overruled the
objection and admitted the summary.
Mr. Dahlberg testified that in his opinion the estimated annual cost of
caring for Mr. Brophy would be approximately $240,000.
[¶63] The record reflects that much of Mr.
Dahlberg’s testimony was presented without objection. When Werner did object, the objection
was in response to Mr. Dahlberg’s testimony concerning the neurologist’s
statements to him about the care Mr. Brophy likely would need later in
life. Werner sought a ruling from
the court that Mr. Dahlberg not be allowed to testify about what the doctor said
to him or what was in the records he reviewed. The district court ruled that Mr.
Dahlberg could give his opinions about the care Mr. Brophy would require in the
future and in doing so could testify as to what materials he considered but
would not be allowed to testify as to the content of those materials. Werner now
contends more broadly that it was error for the district court to allow Mr.
Dahlberg to testify as to Mr. Brophy’s future needs without medical testimony
concerning his diagnosis, prognosis, need for future medical care and the causal
connection between such care and the collision.
[¶64] W.R.E. 703 provides as
follows:
Rule
703. Bases of opinion testimony by
experts.
The facts or data in
the particular case upon which an expert bases an opinion or inference may be
those perceived by or made known to him at or before the hearing. If of a type reasonably relied upon by
experts in the particular field in forming opinions or inferences upon the
subject, the facts or data need not be admissible in evidence.
[¶65] Pursuant to this rule, out-of-court
statements made by a third party may be allowed for the limited purpose of
showing the basis of an expert’s opinion, so long as other experts in the field
would reasonably rely on similar evidence.
Griswold v. State, 994 P.2d
920, 927 (Wyo. 1999). Accordingly,
in Griswold, we upheld the district
court’s ruling allowing an expert witness to testify concerning statements made
to him by a psychologist about sexual assault victims. We said:
Dr.
Sirotnak’s testimony concerning Dr. Kelly’s statements about TM and AO was not
offered for the truth of the matter asserted, but was relevant because it
established a basis for his expert opinion that AO and TM were victims of sexual
abuse. Dr. Sirotnak testified that
it was routine practice for members of the multi-disciplinary team to rely on
each other's information. Based on
the purpose and use of the testimony, the district court did not abuse its
discretion when it admitted Dr. Sirotnak’s testimony into
evidence.
Id.
[¶66] As in Griswold, Mr. Dahlberg’s statements
about the information he relied upon were not offered for the truth of the
matter asserted, but were relevant because they established a basis for his
expert opinion about the care Mr. Brophy likely would need in the future. Like the expert in Griswold, Mr. Dahlberg testified that it
was customary in preparing a life-care plan to rely on the evaluations, opinions
and reports of other health care professionals. Through this testimony, the Brophys
established a proper foundation for Mr. Dahlberg’s opinions and we find no abuse
of discretion in the district court’s ruling allowing the testimony.
[¶67] Our holding is consistent with that of
other authorities that have addressed the issue. For example, 2-12 Damages in Tort
Actions, 12.02 (Matthew Bender & Co., Inc. 2009) states:
In
order to warrant jury consideration of permanent injury the plaintiff must prove
that the injury sustained has in fact resulted in disabilities which are
incurable. The standard of proof employed is either that of reasonable certainty
or reasonable probability, depending upon the jurisdiction. The jury may not be
left to guess or speculate as to the prognosis of the plaintiff's condition.
Medical testimony may be employed to prove the permanency of the plaintiff's
illness or injury. Expert testimony is not required,
however, unless the plaintiff's injury is subjective and the jury, as laymen,
cannot infer with reasonable certainty or probability that the condition is
permanent.
[¶68] In addition to Mr. Dahlberg’s testimony,
the Brophys presented other evidence from which the jury could infer with a
reasonable probability that Mr. Brophy’s injuries were permanent and he likely
would need care for the rest of his life.
The discharge summary from the Cheyenne hospital stated that Mr. Brophy
had “a devastating closed head injury” which left him unable to speak or move
his right hand and leg. The summary
further reflected that a neurosurgeon immediately performed a craniotomy. Because Mr. Brophy also had pulmonary
failure, doctors performed a tracheostomy.
Mrs. Brophy testified that he underwent a spinal fusion at the C4-C5
level as well.
[¶69] Additionally, Mrs. Brophy testified that
nearly two years after the accident, Mr. Brophy was unable to walk without
assistance and used a wheelchair, had to be kept upright to prevent him from
aspirating, required a feeding tube for supplemental nutrition and medications,
had a suction pump to keep his right lung clear, wore diapers, and needed to be
checked on every couple of hours throughout the day and night. She also testified that he was unable to
dress himself, bathe, brush his teeth, go to the bathroom, or feed himself. In addition to Mrs. Brophy’s testimony,
the Brophys presented a video of Mr. Brophy that showed rehabilitation workers
working with him to move his right leg and to eat. From the evidence presented, the jury
reasonably could have inferred that Mr. Brophy’s injuries were permanent.
5.
Excessive Verdict
[¶70] Werner’s final claim is that the verdict
was excessive and the result of passion and prejudice. Werner contends the evidence showed only
that the Brophys incurred nearly $1,000,000 in medical bills and there was no
evidence to prove that future medical care would be necessary or was causally
connected to the accident.
Therefore, Werner asserts, the verdict must have been based upon improper
evidence, passion or prejudice against Werner, stirred by the prejudicial
statements of the Brophys’ counsel.
[¶71] Many years ago, in Valdez v. Glenn, 79 Wyo. 53, 330 P.2d
309, 312 (Wyo. 1958), this Court was presented with a similar claim. The Court said:
[Appellant’s]
theme that the verdict and judgment were the result of passion and prejudice
brought about by improper conduct of defendants and their attorney and illegal
evidence admitted by the court is but a reiteration of the claims that questions
asked by defense counsel in cross-examining plaintiff and rulings of the court
respecting evidence constituted reversible error. Notwithstanding this, and the fact that
we have already considered those questions, we have made a careful search of the
record to ascertain if it discloses any conduct on the part of defense counsel
which was calculated to arouse passions or to inspire prejudice. The result of that effort was
negative. When we found the
evidence properly given the jury was sufficient to sustain their verdict, we
rejected any suggestion that it was motivated by passion or prejudice. A verdict and judgment adverse to a
party neither indicates an improper emotional reaction on the part of a jury nor
that it entertained any bias or prejudice against the unsuccessful party. It has been said, ‘“Passion’ means moved
by feelings or emotions, or may include sympathy as a moving influence without
conscious violation of duty.”
“‘Prejudice’ includes the forming of an opinion without due knowledge or
examination.” [citations omitted] .
. . . The verdict in this case has
not been brought within either of these definitions.
[¶72] As in Valdez, we have found no reversible
error in the district court’s rulings or the conduct of the Brophys’
counsel. We also are not persuaded
that passion or prejudice caused the jury’s verdict. The Brophys presented substantial
evidence from which the jury reasonably could have concluded that as Mr. Brophy
approached I-25, the acceleration/deceleration lane was empty and the Werner
truck was traveling in the through lane with no apparent intent to move into the
acceleration/deceleration lane. The
Brophys also presented evidence from which the jury reasonably could have
concluded that Ms. Neal entered the acceleration/deceleration lane suddenly,
without signaling or keeping a proper lookout, hit Mr. Brophy’s vehicle and
caused it to spin across the highway where it was broad-sided by another
semi-truck.
[¶73] The jury awarded Mr. Brophy total
damages of $15,785,257. It was
undisputed that his medical bills totaled nearly $1,000,000. Mr. Brophy was thirty-two years old at
the time of the collision. Mr.
Dahlberg estimated that it would cost nearly $8,000,000 to care for Mr. Brophy
over his life-time. The Brophys’
economist, Dr. Patricia Pacey, testified that the Brophys had between $1,417,400
and $2,047,400 in lost income as a result of Mr. Brophy’s inability to work due
to his injuries. Totaling the
Brophys’ medical bills, costs of future care and lost income, the evidence
supported a verdict of between $10,852,757 and $11,482,757.
[¶74] In addition to these damages, Mr. Brophy
sought damages for pain and suffering, loss of enjoyment of life and
disability. Over Werner’s
objection, the district court instructed the jury that it could award such
damages in an amount that would fairly compensate Mr. Brophy. It is apparent from the figures set
forth in the paragraph above that the jury awarded Mr. Brophy between $4,303,500
and $4,933,500 for pain and suffering, loss of enjoyment of life and
disability. Werner claimed then, as
it claims now, that no evidence was presented supporting this amount of damages
because no evidence was presented showing that Mr. Brophy experienced pain and
suffering at the time of trial or would experience it in the
future.
[¶75]
The amount to be assessed for damages suffered by a plaintiff as a result of
personal injuries is a matter within the sound discretion of the trier of
fact. Buttrey Food Stores Division v. Coulson,
620 P.2d 549, 555 (Wyo. 1980). When
there is substantial evidence to support an award, we do not disturb the
findings made by the fact finder unless the award is so excessive and
unreasonable as to indicate passion or prejudice on the part of the jury. Id. at 559; Vivion v. Brittain, 510 P.2d 21, 26
(Wyo. 1973).
[¶76] The evidence was undisputed that, among
other injuries, Mr. Brophy sustained a devastating brain injury as a result of
the collision. From the medical
procedures, rehabilitation and other treatment he endured in the two years
before trial, the jury was capable of inferring that Mr. Brophy experienced
considerable pain and suffering and loss of enjoyment of life. It also was undisputed that two years
later, he still was unable to walk without assistance, could speak only a few
words, and could not perform even the most basic tasks of personal care. From a man whom his wife described as a
workaholic who also made time to go on vacation with his family once or twice a
year, enjoy sports such as soccer, curling, bike riding and tennis, do most of
the day to day cooking for his family, take care of the house and yard and spend
time socializing with his wife and friends and playing with his kids, Mr. Brophy
became entirely dependent on others for nearly every aspect of his care, and
could not effectively communicate, earn a living or do any of the things he
previously did for his wife, children and himself.
[¶77] This Court has said:
No
witness can testify as to a per diem value for pain and suffering. There is no fixed standard or formula
for measurement of the exact amount that might be fixed as reasonable
compensation. Pain and suffering
are not dealt with as a commodity in the marketplace. The law entrusts the matter, as it does
many other things, to the common sense and good judgment of the jury.
Henman
v. Klinger,
409 P.2d 631, 634 (Wyo. 1966).
[¶78] This Court has also
said:
The
pain and suffering for which compensation may be allowed is such as is incident
to the injury. The future pain to
be considered is such as is incident to the duration of the injury complained
of. The duration of the injury
includes the future inconvenience, the loss of time and earning capacity, the
impairment of the enjoyment of life, and the physical pain and mental anguish
arising out of such a situation.
The future duration of a personal injury and of the suffering arising
therefrom is often a question of mere opinion, based to a greater or a less
extent upon speculation, and submitted to the jury upon conflicting
evidence.
Mahoney
v. Pearce,
38 Wyo. 151, 265 P. 446, 449 (Wyo. 1928).
[¶79] Werner is correct that there was no
testimony that Mr. Brophy continues to have pain. However, the matter of whether he
continued to suffer was appropriately entrusted to the jury, as were the matters
of his loss of enjoyment of life and disability. In the context of a claim for loss of
enjoyment of life, we have said that mobility “is the right to be a normal human
being.” Mariner v. Marsden, 610 P.2d 6, 12 (Wyo.
1980). There is no question
evidence was presented to support Mr. Brophy’s diminished capacity to enjoy
life, inability to participate in activities he previously enjoyed, deprivation
of pleasure, discomfort, and inability to be the human being he was before the
injury. From the evidence
presented, the jury was capable of inferring that Mr. Brophy experienced
considerable pain, suffering, loss of enjoyment of life and disability. We cannot say the award was so excessive
and unreasonable as to indicate passion or prejudice on the part of the
jury. We hold that the jury acted
within the bounds of its discretion in awarding damages to Mr. Brophy.6
[¶80] Affirmed.
FOOTNOTES
1We apply the plain error standard because a proper objection was not
made. However, as discussed below
in paragraph 35, we are not persuaded that the district court committed error,
plain or otherwise, in declining to give the instruction. Even under the abuse of discretion
standard applicable when proper objection is made we would conclude the district
court’s decision not to give the instruction was reasonable. In light of the conflicting evidence
presented and the uncertainty among courts and legal scholars as to whether
juries ought to be instructed on presumptions in negligence cases where the
evidence is conflicting, the district court acted reasonably in rejecting the
instruction. Under either a plain
error or abuse of discretion analysis, the result would be the
same.
2Although Werner did not address Rule 301 in its opening brief to this
Court, it did cite the rule to the district court in support of its post-trial
motion.
3The only Wyoming case addressing Rule 301 is Condict v. Whitehead, Zunker, Gage, Davidson
& Shotwell, 743 P.2d 880 (Wyo. 1987), in which the jury was instructed
that a rebuttable presumption exists that mail delivery occurs when it is
properly addressed, stamped and mailed which presumption could be rebutted by a
showing that the mail was not delivered, but that a denial of receipt did not
overcome the presumption. We
concluded the instruction did not accurately state the law because an
uncorroborated statement of non-receipt was evidence for the jury to consider
along with the presumption in deciding the factual question of whether delivery
occurred. We held, however, that
the error was waived because no alternative instruction was offered. Thus, Condict provides no assistance with the
issues we are faced with here.
4Werner’s motion in limine sought the preclusion of testimony by the
Brophys’ transportation experts on several matters. The order granted the motion except as
to the experts’ opinions concerning the duty to yield. The order indicated the latter testimony
might be admitted depending on the other evidence
presented.
5In its statement of the issue, Werner also alleges error in the district
court’s ruling allowing the Brophys’ economist to testify concerning Mr.
Brophy’s future medical and attendant care expenses without supporting medical
testimony. However, Werner presents
no argument concerning the economist’s testimony and we decline to address the
issue.
6Werner makes no argument and cites no authority challenging the loss of
consortium damages awarded to Mrs. Brophy.
Therefore, we do not address those damages.
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